Compliance
Auteur : Louis Vogel
Sommaire de l’ouvrage
Introduction
Chapter 1: Scope of application
Section 1: First pillar: commitment from the governing body
Section 2: Second pillar: risk mapping
I: Risk prevention
A: Internal whistleblowing procedure
1°: Audit procedures
a): Content
i): Risk mapping
ii): Code of conduct
iv): Third-party audit procedures
v): Internal alert process
vi): Accounting audit procedures
vii): Disciplinary system
III: Remediation
Chapter 3: Protection of whistleblowers
Chapter 4: Audit and sanctions
Title 2: Rules derived from competition law
Part 2: Duty of vigilance (devoir de vigilance)
Part 3: Corporate Social Responsability (CSR)
Part 4: Private codes of conduct
62. Training scheme audit
1 minute de lecture
The first-level audit of the training device consists in verifying the attendance of the employees concerned and the knowledge acquired by them during the training sessions.
The second level consists in regularly checking that the first-level audits have been carried out correctly, verifying consistency between the audiences targeted for training, the content of the training and the risks to whic …