Compliance
Auteur : Louis Vogel
Sommaire de l’ouvrage
Introduction
Chapter 1: Scope of application
Section 1: First pillar: commitment from the governing body
Section 2: Second pillar: risk mapping
I: Risk prevention
A: Internal whistleblowing procedure
1°: Audit procedures
a): Content
i): Risk mapping
ii): Code of conduct
iii): Training scheme
iv): Third-party audit procedures
v): Internal alert process
vi): Accounting audit procedures
vii): Disciplinary system
III: Remediation
Chapter 3: Protection of whistleblowers
Chapter 4: Audit and sanctions
Title 2: Rules derived from competition law
Part 2: Duty of vigilance (devoir de vigilance)
Part 3: Corporate Social Responsability (CSR)
Part 4: Private codes of conduct
59. Types
1 minute de lecture
The French Anti-corruption Agency (Agence française anticorruption - AFA) recommends that the three levels of audit be implemented for each measure and procedure covered by Article 17 of the Sapin II Law . It also recommends that, where an undertaking has deployed other measures and procedures within its anti-corruption system, in addition to those covered by Article 17, these should also be audit …