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European Business Law

Auteur : Louis Vogel

Sommaire de l’ouvrage
  • Introduction

  • Part 1: Abolition of restrictions on free movement

    • Title 2: Free movement of persons and services

      • Chapter 4: Liberalization directives

        • Section 1: Recognition of Qualifications Directive

        • Section 3: Sectoral directives

          • I: Financial services

            • B: Investment services

              • 1°: Context

              • 2°: Scope of application and definitions

              • 3°: Conditions of authorization

              • 4°: Freedom of establishment and freedom to provide services

              • 5°: Operating conditions

              • 6°: Prudential supervision

122. Scope of application and definitions

1 minute de lecture

Directive No 2014/65 applies to investment firms and regulated markets and credit institutions when providing one or more investment services and/or performing investment activities (Art. 1). An investment firm is any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on …

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