European Business Law
Auteur : Louis Vogel
Sommaire de l’ouvrage
Introduction
Title 1: Free movement of goods
Chapter 1: Scope of application
Chapter 2: Prohibition of restrictions of the freedom of establishment and freedom to provide services
Chapter 3: Exceptions to the prohibition
Section 1: Recognition of Qualifications Directive
Section 2: Services Directive
A: Banking
1°: Context
3°: Conditions of authorization
4°: Freedom of establishment and freedom to provide services
5°: Operating conditions
6°: Prudential supervision
C: Insurance
II: Audiovisual media services
III: Lawyers
Title 3: Free movement of capital
Part 2: Completion of the internal market
122. Scope of application and definitions
1 minute de lecture
Directive No 2014/65 applies to investment firms and regulated markets and credit institutions when providing one or more investment services and/or performing investment activities (Art. 1). An investment firm is any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on …