White Collar Crime (en cours)
Auteur : Louis Vogel
Sommaire de l’ouvrage
Introduction
Part 1: Criminal risk management within business organizations
Title 1: Violation of Criminal Code
Section 1: Market abuse
I: Nature of transactions and activities
II: Nature of solicitation
1°: Banking or financial solicitation without credentials
2°: Failure to provide information to the person solicited
3°: Failure to comply with withdrawal and reflection periods
B: Prohibited solicitation
IV: Sanctions
Chapter 2: Offenses under the Commercial Code
Chapter 3: Environmental Code violations
189. Unlawful solicitation
1 minute de lecture
To be lawful, canvassing must first be conducted by an authorized person, for which Article L. 341-3 provides an exhaustive list, including, notably, credit institutions or financial investment advisors. These authorized persons then have the power, under Article L. 341-4, to appoint natural persons to conduct banking and financial solicitation on their behalf. In addition to the obligation to be …