Compliance
Auteur : Louis Vogel
Sommaire de l’ouvrage
Introduction
Chapter 1: Scope of application
Section 1: First pillar: commitment from the governing body
Section 2: Second pillar: risk mapping
A: Code of conduct
B: Training program
1°: Scope of application
2°: Assessment methods
3°: Risk assessment
5°: Monitoring the assessment process
II: Risk detection
III: Remediation
Chapter 3: Protection of whistleblowers
Chapter 4: Audit and sanctions
Title 2: Rules derived from competition law
Part 2: Duty of vigilance (devoir de vigilance)
Part 3: Corporate Social Responsability (CSR)
Part 4: Private codes of conduct
46. Assessment result
1 minute de lecture
The purpose of the assessments is to help the undertaking decide whether or not to enter into a relationship with a third party, continue an existing relationship or terminate it . Following the assessment, the governing body may decide, depending on the stage of the business relationship, to approve the relationship, with or without enhanced due diligence measures, to terminate the relationship o …
