Scope of application | Compliance (1.1.2.3.I.C.1°) • Livv

Introduction

Part 1: Sapin II Law/Competition

Title 1: Rules arising from the Sapin II Law

Chapter 1: Scope of application

Chapter 2: Compliance program

Section 1: First pillar: commitment from the governing body

Section 2: Second pillar: risk mapping

Section 3: Third pillar: risk management

I: Risk prevention

A: Code of conduct

B: Training program

C: Procedures for assessing the situation of customers, first-tier suppliers and intermediaries

1°: Scope of application

a): Scope of application ratione personae

b): Scope of application ratione materiae

2°: Assessment methods

3°: Risk assessment

4°: Assessment result

5°: Monitoring the assessment process

II: Risk detection

III: Remediation

Chapter 3: Protection of whistleblowers

Chapter 4: Audit and sanctions

Title 2: Rules derived from competition law

Part 2: Duty of vigilance (devoir de vigilance)

Part 3: Corporate Social Responsability (CSR)

Part 4: Private codes of conduct

Sous parties