Compliance
Auteur : Louis Vogel
Sommaire de l’ouvrage
Introduction
Chapter 1: Scope of application
Section 1: First pillar: commitment from the governing body
Section 2: Second pillar: risk mapping
A: Code of conduct
B: Training program
b): Scope of application ratione materiae
2°: Assessment methods
3°: Risk assessment
4°: Assessment result
5°: Monitoring the assessment process
II: Risk detection
III: Remediation
Chapter 3: Protection of whistleblowers
Chapter 4: Audit and sanctions
Title 2: Rules derived from competition law
Part 2: Duty of vigilance (devoir de vigilance)
Part 3: Corporate Social Responsability (CSR)
Part 4: Private codes of conduct
42. Individuals or legal entities connected to the undertaking
1 minute de lecture
While Article 17, II, 4° of the Sapin II Law refers only to the assessment of the situation of “customers, first-tier suppliers and intermediaries”, the French Anti-corruption Agency (AFA) recommends that assessment mechanisms should include, as a matter of priority, those identified in the risk map as presenting a corruption risk, but also all categories of third parties with whom the undertaking …