Compliance
Auteur : Louis Vogel
Sommaire de l’ouvrage
Introduction
Chapter 1: Scope of application
Section 1: First pillar: commitment from the governing body
Section 2: Second pillar: risk mapping
A: Code of conduct
B: Training program
1°: Scope of application
2°: Assessment methods
3°: Risk assessment
4°: Assessment result
5°: Monitoring the assessment process
II: Risk detection
III: Remediation
Chapter 3: Protection of whistleblowers
Chapter 4: Audit and sanctions
Title 2: Rules derived from competition law
Part 2: Duty of vigilance (devoir de vigilance)
Part 3: Corporate Social Responsability (CSR)
Part 4: Private codes of conduct
41. Concept
1 minute de lecture
Article 17, II, 4° of the Sapin II Law requires governing bodies to implement procedures for assessing the situation of customers, first-tier suppliers and intermediaries, with regard to risk mapping. Also known as “duty of vigilance” (devoir de vigilance), these evaluation procedures are measures to prevent the risk of breaches of probity. They fall under the third pillar of the anti-corruption s …